Skip to content
aura

Regulatory

Disclosures

Made under SEC Exchange Act Release No. 34-106402 · Last updated: [date]

  1. 01AURA TSV Corp is not registered with the U.S. Securities and Exchange Commission as a broker-dealer.
  2. 02AURA TSV Corp may enter into liquidity provision or market-making arrangements with a Tokenized Securities Venue (TSV).
  3. 03AURA TSV Corp may receive fees, tokens or other incentives for providing liquidity or reaching volume thresholds from a TSV-provided AMM Liquidity Pool.

Our activities

We trade Tokenized NMS Stock only for our own account, in AMM Liquidity Pools operating under the TSV Exemption. We have no customers, hold no customer assets and provide no investment advice. We have given written notice to the SEC and rely on the Covered Firm Exemption in Release No. 34-106402.

Regulatory contact

Name
Zhanna Rushanian
Title
Head of Compliance
Email
compliance@aura-tsv.com